Annual Report for Calendar 2014

The Honorable Marco Rubio (Rubio, Marco)

Filed 05/15/2015 @ 4:44 PM | Print Report

The following statements were checked before filing:

I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report.

I omitted assets because they meet the three-part test for exemption.

Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria

Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No

Part 2. Earned and Non-Investment Income

Did you or your spouse have reportable earned income or non-investment income? Yes

List of payments added to this report
#	Who Was Paid	Type	Who Paid	Amount Paid
1	Self	Salary	Florida International University Miami, FL	$22,114.83
2	Self	Royalties	Penguin Group Livonia, MI	$30,000.00
3	Self	Retirement	ABA Retirement Funds Boston, MA	$68,241.09
4	Spouse	Partnership Distributions	JDR Events Miami, FL	> $1,000

Part 3. Assets

Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes

List of assets added to this report
	Asset	Asset Type	Owner	Value	Income Type	Income
1	Citibank (Miami, FL) Type: Checking,	Bank Deposit	Joint	$100,001 - $250,000	Interest,	None (or less than $201)
2	Citibank (Miami, FL) Type: Money Market Account,	Bank Deposit	Joint	$50,001 - $100,000	Interest,	None (or less than $201)
3	TD Ameritrade (Omaha, NE) Type: Savings,	Bank Deposit	Self	$1,001 - $15,000	None,	None (or less than $201)
4	KO	Corporate Securities Stock	Self	$1,001 - $15,000	Dividends,	None (or less than $201)
5	Age Based Option: Age 10-12 A and B Institution: Scholars Choice	Education Savings Plans 529 College Savings Plan	Spouse	$1,001 - $15,000	None,	None (or less than $201)
6	Age-Based Option: Age 13-15 A and B Institution: Scholars Choice	Education Savings Plans 529 College Savings Plan	Spouse	$1,001 - $15,000	None,	None (or less than $201)
7	FIU 401(A) Temporary Employee Savings Plan (Bencor) Guaranteed Pooled Fund	Retirement Plans IRA	Self	$1,001 - $15,000	None,	None (or less than $201)
8	4 Year University Tuition Plan Institution: Florida Prepaid College Plans	Education Savings Plans 529 Prepaid Tuition	Self	$15,001 - $50,000	None,	None (or less than $201)
9	4 Year University Tuition Plan Institution: Florida Prepaid College Plans	Education Savings Plans 529 Prepaid Tuition	Self	$15,001 - $50,000	None,	None (or less than $201)
10	4 Year University Tuition Plan Institution: Florida Prepaid College Plans	Education Savings Plans 529 Prepaid Tuition	Self	$1,001 - $15,000	None,	None (or less than $201)
11	4 Year University Tuition Plan Institution: Florida Prepaid College Plans	Education Savings Plans 529 Prepaid Tuition	Self	$1,001 - $15,000	None,	None (or less than $201)
12	Rental Property Description: Residence (Talahassee, FL)	Real Estate Residential	Self	$100,001 - $250,000	Rent/Royalties,	$5,001 - $15,000
13	Florida Retirement System Pension Plan Filer comment: The State of Florida does not ascribe a value to this defined benefit pension plan, will receive approximately $1,000 monthly at age 62.	Retirement Plans Defined Benefit Pension Plan	Self	Unascertainable	None,	None (or less than $201)

Part 4a. Periodic Transaction Report Summary

In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? No

Part 4b. Transactions

Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes

List of transactions added to this report
#	Owner	Ticker	Asset Name	Transaction Type	Transaction Date	Amount	Comment
1	Self	--	ABA Retirement Fund Large-Cap Equity Fund	Sale (Full)	09/01/2014	$15,001 - $50,000	--
2	Self	--	ABA Retirement Fund Small Mid-Cap Equity Fund	Sale (Full)	09/01/2014	$1,001 - $15,000	--
3	Self	--	ABA Retirement Fund All Cap Index Equity Fund	Sale (Full)	09/01/2014	$15,001 - $50,000	--
4	Self	--	ABA Retirement Fund Intl All Cap Equity Fund	Sale (Full)	09/01/2014	$1,001 - $15,000	--
5	Self	--	ABA Retirement Fund Bond Core Plus Fund	Sale (Full)	09/01/2014	$1,001 - $15,000	--
6	Self	--	ABA Retirement Fund Stable Asset Return Fund	Sale (Full)	09/01/2014	$15,001 - $50,000	--

Part 5. Gifts

Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No

Part 6. Travel

Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? No

Part 7. Liabilities

Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes

List of liabilities added to this report
#	Incurred	Debtor	Type	Points	Rate (Term)	Amount	Creditor	Comments
1	2006	Self	Mortgage	0	6.5% (30 years)	$250,001 - $500,000	Chase Columbus, OH	-
2	2005	Self	Mortgage	0	4.25% (30)	$100,001 - $250,000	Ocwen (GMAC) Waterloo, IA	-
3	2006	Self	Home Equity Line of Credit	-	7.25% (10 years)	$100,001 - $250,000	U.S. Century Bank Miami, FL	-

Part 8. Positions

Did you hold any outside positions during the reporting period? Yes

List of outside employment added to this report
	#	Position Dates	Position Held	Entity	Entity Type	Comments
	1	May 2011 to present	Other (Senior Fellow)	Florida International University Miami, FL	Educational Organization

Part 9. Agreements

Did you have any reportable agreement or arrangement with an outside entity? Yes

List of agreements or arrangements added to this report
#	Date	Parties Involved	Type	Status and Terms
1	Jan 2012	Penguin Group USA New York, NY	Royalty Agreement	Book contract providing for royalty payments of 15% of hardcover edition, 7.5 to 10% of paperback editions, and 25% of audio editions.
2	Dec 2013	Penguin Group USA New York, NY	Royalty Agreement	Book contract providing for 12.5 to 15% of hardcover editions, 7.5-10% of paperback editions, and 10-25% for audio editions and downloadable audio versions.
3	Jan 2000	Florida Retirement System Tallahassee, FL	Continuing participation in an employee benefit plan	Florida Retirement System defined benefit pension plan. Will begin receiving monthly payments of approximately $1,000 upon reaching the age of 62.

Part 10. Compensation

If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? No

Attachments & Comments

No attachments added.

Comments

ABA retirement income reported in Part 2 represents proceeds from the liquidation of ABA retirement account.